Resources

Account Applications

To open a new account, please read the prospectus and download an application. You should consider the investment objectives, risks, and charges and expenses carefully before investing or sending money.

• Account Application
• IRA Application
• Coverdell ESA Application

Forms

• Account Maintenance Form
• IRA Account Maintenance Form
• Change of Registration Form
• Guidelines - Change of Registration
• IRA Distribution Form
• IRA Transfer/Rollover Form
• Coverdell ESA Transfer/Rollover Form
• Redemption Request Form
• Cost Basis Election Form

Prospectus & SAI

• Heartland Funds Prospectus, 5/1/11
  - Supplement dated 5/2/11 to the prospectus dated 5/1/11
  - XBRL Filing
• Statement of Additional Information (SAI), 5/1/11
  - Supplement dated 6/1/11 to the SAI dated 5/1/11
   

Shareholder Reports

• 3rd Quarter Schedule of Portfolio Holdings, 9/30/11
• Semiannual Report, 6/30/11
• 1st Quarter Schedule of Portfolio Holdings, 3/31/11
• Annual Report, 12/31/10
   

Useful Links

• How to Invest in the Heartland Funds
• How to Sign up for E-Delivery
• Corporate Transparency
• Proxy Voting Record & Policy
• Form N-PX (Annual Report of Proxy Voting Record)
• Tax Information
• Heartland Funds Privacy Policy
• Heartland Advisors' Business Conduct Rules
  - Sarbanes-Oxley Code of Ethics
• ADV Brochure 
• ADV Brochure Supplements

Investor Education

• Cost Basis Reporting: What it Means to You
• Dollar Cost Averaging: Can Averaging into the Market Improve Your Returns? 
• Traditional to Roth IRA Conversion: An Opportunity to Consider?
• Have You Reviewed Your Beneficiary Designations Lately?
• A Gift for Generations: Advantages of Tax-free Gifting
• The Rule of 72
• Investing for Retirement

Heartland Group, Inc.

• Audit Committee Charter
• Nominating Committee Charter
  

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